SEC Services
SEC Services
Your Partner in Corporate Compliance
We provide comprehensive, professional assistance for all your Securities and Exchange Commission (SEC) requirements, ensuring your business remains fully compliant, agile, and positioned for growth. Our team combines deep regulatory knowledge with a client-focused approach, guiding you through every step of your corporate journey with confidence and ease.
• REGISTRATION
SEC registration services are the process and assistance provided to form and legally operate a business, such as a corporation or partnership, with the Securities and Exchange Commission (SEC). This process is mandatory for companies seeking to engage in business activities, issue receipts, and participate in the securities market in countries like the Philippines. It legitimizes a company, grants it a legal identity, and allows it to conduct various commercial activities and access financial resources.
• AMENDMENT OF ARTICLES OF INCORPORATION
“Amendment of Articles of Incorporation services” refers to providing professional assistance to companies in the process of formally changing their foundational legal documents, known as the articles of incorporation. These services help businesses modify core information like their name, purpose, principal office, or capital structure to reflect changes in their operations or strategy, and ensure the amendments comply with all legal requirements, such as those mandated by the Securities and Exchange Commission (SEC).
• AMENDMENT OF BY-LAWS
“Amendment of by-laws services” refers to professional assistance (typically from lawyers, consultants, or specialized filing agents) provided to an organization (such as a corporation, non-profit, or cooperative) to legally and properly change or update its internal governing rules and procedures.
• INCREASE IN AUTHORIZED CAPITAL STOCK
“Increase in authorized capital stock services” refers to the professional services that help a company legally increase the maximum number of shares it is allowed to issue by amending its Articles of Incorporation. This is done to raise more capital for future projects, acquisitions, or other needs, requiring board and shareholder approval and regulatory filings.
• GENERAL INFORMATION SHEET
Refers to professional assistance in the preparation and submission of General Information Sheet (GIS )which is a mandatory annual document submitted to the Securities and Exchange Commission (SEC) by corporations to report essential corporate details like officers, directors, stockholders, and ownership structure.
• OPC APPOINTMENT OF OFFICERS
The appointment of officers for a One Person Corporation (OPC) in the Philippines requires the single stockholder to appoint a Treasurer and Corporate Secretary within 15 days of the Certificate of Incorporation being issued by the Securities and Exchange Commission (SEC).
• GENERAL FORM FINANCIAL STATEMENTS
General Form of Financial Statements, a required report for submission to the Philippines’ Securities and Exchange Commission (SEC).. The primary “service” related to the GFFS is the mandatory filing of a corporation’s annual financial statements using this specific form.